Tailored AML/CTF policies, risk assessments and operational procedures built around the client’s actual business model.
The drafting process begins with an intake covering the business model, client types, transaction flows, jurisdictions, systems and internal responsibilities. Documentation is then tailored to those facts rather than delivered as an off-the-shelf template.
Documentation is prepared based on information supplied by the client and should be reviewed and approved by the company’s management, compliance officer and, where appropriate, local legal or regulatory counsel before implementation or submission.
Tell us the jurisdiction, activity and current compliance status and we will confirm an appropriate documentation scope.